Compliance OfficerRef:217646

Last Updated: 2023/10/30

Company: IT Company Industry: IT Industry

Job Responsibilities:

  • Promote ethical business practices and conduct as well as provide compliance advice to ensure the company operates in compliance with Macau’s law and regulatory requirements, group policies and procedures.

  • Develop and implement policies, standard operating procedures, and guidance, including conducting periodic reviews (this requires knowledge of what must be complied with (laws, regulations, tax laws, data privacy, industry codes and company codes) and practical knowledge of what will work and what will not).

  • Ensure qualified staff and adequate systems are in place for compliance with AML (this requires knowledge of and general familiarity with prevention of money laundering (AML).

  • Compliance reporting including the preparation of information (agendas, minutes, reports, and papers) for senior management and committees and monitor any material development/ change of governmental policies and directions which may impact the company and relevant industry.

  • Support the company’s compliance monitoring program or other audit or quality assurance activities.

  • Perform and support regular risk assessment on compliance, Anti-Money Laundering and Anti- Bribery Corruption and trend analysis to ensure that compliance risks are completely and timely identified, measured and documented with adequate monitoring in place and remediating actions taken timely to ensure the company is operating within its risk appetite.

  • Assist with maintenance and promotion of company’ s relationship with local Macau regulator, including submission of regulatory filings and statistics, handling of queries from regulators and coordination of regulatory inspection/visits, etc.


Job Requirements:

  • Degree holder in relevant discipline such as Compliance, Law, Accounting, Business Administration or Risk Management would be preferred.

  • At least 7 years of financial industry experiences and at least 5 years of specialized experience in compliance or regulatory field.

  • Relevant professional qualifications (e.g., CAMS) is preferred.

  • Strong regulatory knowledge of Macau finance/exchange sector and good understanding of Macau financial market.

  • Strong compliance and governance sense.

  • Meticulous, analytical and a team player with strong communication skills to work with different stakeholders. Experience of working with senior management is an advantage.

  • Good time management to multi-tasking in handling various tasks simultaneously.

  • Self-motivated, proactive and able to work independently.

  • Strong command in both written and spoken English and Chinese (Cantonese and Mandarin).

  • Knowledge of Portuguese is an added advantage.