Head, Risk and ComplianceRef:217321

Last Updated: 2019/07/03

Company: E-Commerce Company Industry: Financial Industry


Responsibilities:

  • Formulate the company's risk compliance system, organize and monitor its implementation, continuously supervise policies and procedures in ensuring their compliance with relevant laws and regulations.

  • Supervise agencies manage information systems, large or unusual transactions, and frontline staff work and conduct.

  • Monitor, manage and handle abnormal business transactions of the company.

  • Conduct regular compliance checks and assessments; write internal/external assessment reports.

  • Participate and liaison with government supervisory agencies, external lawyers, legal and review consultants.

  • Develop and implement relevant internal company training in accordance to the terms of the regulatory body.

Requirements:

  • University graduate or above, major in law, finance or other related disciplines.

  • Minimum 6 years or more of financial institution or large enterprise risk compliance management experience, with no less than 3 years of management experience.

  • Familiar with the financial legal system.

  • Strong logical thinking, innovation and enterprising awareness, risk awareness and legal compliance analysis skills.

  • Good independent ability, communication skills and program execution.

  • Good interpersonal relationships with professional ethics, proactive, honest and fair.

  • Good written and spoken English and Chinese.

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